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Jordan Blocks and Chains

Definition

A Jordan block J(λ)\boldsymbol{J}(\lambda) is a square matrix with eigenvalue λ\lambda on the main diagonal, 11s immediately above the diagonal, and 00s elsewhere.

A Jordan chain for eigenvalue λ\lambda of a square matrix A\boldsymbol{A} is a sequence of generalized eigenvectors connected by

vr−1=(A−λI)vr,\boldsymbol{v}_{r-1}=(\boldsymbol{A}-\lambda \boldsymbol{I})\boldsymbol{v}_r,

ending with an ordinary eigenvector and then 0\boldsymbol{0}.


Interpretation

Jordan blocks are the building pieces of Jordan normal form. A Jordan block of size at least 22 is the simplest kind of matrix that is not diagonalizable: it has a single eigenvalue but only one independent eigenvector. Jordan chains explain where those blocks come from and how the generalized eigenvectors are ordered.

A 3 by 3 Jordan block with lambda on the diagonal and 1s above it, next to a chain v3 to v2 to v1 under A minus lambda I, with only v1 an eigenvector, A v1 = lambda v1.

The figure shows J(λ)\boldsymbol{J}(\lambda) of size 33 next to a Jordan chain v3→v2→v1\boldsymbol{v}_3\to\boldsymbol{v}_2\to\boldsymbol{v}_1 under A−λI\boldsymbol{A}-\lambda\boldsymbol{I}, which then sends the eigenvector v1\boldsymbol{v}_1 to 0\boldsymbol{0}. Only v1\boldsymbol{v}_1 is an eigenvector; the others satisfy Av2=λv2+v1\boldsymbol{A}\boldsymbol{v}_2=\lambda\boldsymbol{v}_2+\boldsymbol{v}_1 and Av3=λv3+v2\boldsymbol{A}\boldsymbol{v}_3=\lambda\boldsymbol{v}_3+\boldsymbol{v}_2. In the basis (v1,v2,v3)(\boldsymbol{v}_1,\boldsymbol{v}_2,\boldsymbol{v}_3) the columns of the matrix of A\boldsymbol{A} are the coordinates of these images, (λ,0,0)(\lambda,0,0), (1,λ,0)(1,\lambda,0) and (0,1,λ)(0,1,\lambda), which is exactly J(λ)\boldsymbol{J}(\lambda). Each 11 above the diagonal records one step along the chain.

Subtracting λI\lambda\boldsymbol{I} leaves only the 11s above the diagonal, and J(λ)−λI\boldsymbol{J}(\lambda)-\lambda\boldsymbol{I} shifts: it sends the third basis vector to the second, the second to the first and the first to 0\boldsymbol{0}. Hence (J(λ)−λI)3=0(\boldsymbol{J}(\lambda)-\lambda\boldsymbol{I})^3=\boldsymbol{0} for a block of size 33. Its kernel is one-dimensional, so a block of size kk has algebraic multiplicity kk but geometric multiplicity 11. A block of size 11 is just (λ)(\lambda), with an ordinary eigenvector.

The order of the chain matters. Listing the basis as (v3,v2,v1)(\boldsymbol{v}_3,\boldsymbol{v}_2,\boldsymbol{v}_1) instead puts the 11s below the diagonal; the convention here starts the basis with the eigenvector.


Key Results

  • A Jordan block is upper triangular and has one eigenvalue on its diagonal.
  • The length of a Jordan chain corresponds to the size of the associated Jordan block.

Examples

  • (4104)\begin{pmatrix}4&1\\0&4\end{pmatrix} is a 2×22\times2 Jordan block.
  • If v1≠0\boldsymbol{v}_1\neq\boldsymbol{0}, (A−λI)v2=v1(\boldsymbol{A}-\lambda \boldsymbol{I})\boldsymbol{v}_2=\boldsymbol{v}_1 and (A−λI)v1=0(\boldsymbol{A}-\lambda \boldsymbol{I})\boldsymbol{v}_1=\boldsymbol{0}, then (v1,v2)(\boldsymbol{v}_1,\boldsymbol{v}_2) is a Jordan chain of length 22.

Prerequisites

Sources

Aliases: Jordan blocks, Jordan chains Keywords: Jordan block, Jordan cell, Jordan chain Symbols: lambda

Last updated: 27 October 2026 11:52